by Emma Cleveland | 2017-12-14 | Our News, Us in the Press
UK asset managers will not have comply with a stringent new personal accountability regime until mid-2019 at the earliest, the local regulator has indicated. The announcement from the Financial Conduct Authority gives welcome breathing space to asset managers as they...
by Emma Cleveland | 2017-09-30 | Our Thinking, Us in the Press
Emma explains this LexisNexis interview what ESMA says about algorithmic trading, commodity derivatives, and other topics in its Q&As. Please click here to read more.
by Emma Cleveland | 2017-09-11 | Our Thinking, Us in the Press
Our research on the Senior Managers Certification Regime shows that the number of individuals who can be held personally responsible for misconduct is expected by increase 20-fold. The implication is that firms will be required to provide extra training for affected...
by Emma Cleveland | 2017-06-13 | Industry News
The European Securities and Markets Authority (“ESMA”) is committed to monitoring follow-up actions taken by national competent authorities (“NCA’s”) to address the findings of peer reviews. The recent follow-up report published by ESMA provides an update on the...
by Emma Cleveland | 2017-05-31 | Awards, Our News, Us in the Press
We are extremely proud to share with you that Emma has been announced as the Boutique Lawyer of the Year for Women in Law awards 2017. The Women in Law awards are a series of internationally recognised awards, celebrating the outstanding innovation, hard work and...
