by Emma Cleveland | 2017-04-04 | Industry News
The Basel Committee (the “Committee”) has recently published a second consultation on guidelines for identification and management of step-in risk, which follows on from a previous consultation issued in December 2015. The previous consultation set out a framework for...
by Emma Cleveland | 2017-03-30 | Our News
We conduct our business with honesty and integrity, maintaining high technical standards that have been proven globally. To support our client relationships, and help our business expand and reach its full potential, we believe in attracting and retaining competent,...
by Emma Cleveland | 2017-03-29 | Our Thinking
In 2014, the FCA published a discussion paper on the use of dealing commission regime and a policy statement on the use of dealing commission rules. The discussion paper in particular sets out good and poor practices and on that basis, the FCA decided to visit 17...
by Emma Cleveland | 2017-03-23 | Our Thinking
On 30 January 2017, ESMA issued an opinion (the “Opinion”) which discusses the extent to which different types of units or shares (“Share Classes”) of the same UCITS (or its sub-fund) can differ from one another as a result of differing approaches amongst the EU...
by Emma Cleveland | 2017-03-22 | Awards, Our News, Us in the Press
We are thrilled to announce that Emma Cleveland has been nominated for a WeAreTheCity Rising Star Champion Award! Further details are below: @watc_updates 2017 Rising Star Champion Award #watctop100 The Awards Shortlist is to be announced on 15...
