by Emma Cleveland | 2016-07-26 | Our News
One of our new clients has recently been in the press: Kepler Partners LLP has launched its first Dublin based UCITS platform which gives investors access to its Kepler Liquid Strategies ICAV and its sub-fund; KLS Zebra Global Equity Beta Neutral. As the shares of the...
by Emma Cleveland | 2016-07-21 | Industry News
The FCA commissioned the Occasional Paper no.17 (the “Paper”) as a means of bringing together the views and opinions from both academics and the FCA in order to stimulate ideas and solutions with the aim of improving access to retail financial services. Instigating...
by Emma Cleveland | 2016-07-20 | Industry News
The FCA’s modification by consent of its Conduct of Business Sourcebook (“COBS”), rule 14, means that any firm that is required to provide a key investor information document (“KIID”) to a client must do so after the transaction has taken place rather than before....
by Emma Cleveland | 2016-07-13 | Industry News
On the 8 June 2016, the European Commission (the “EC”) adopted the latest Delegated Acts to supplement MiFID II and its regulatory technical standards (“RTS”) in relation to the reporting requirements and obligation to execute orders on terms most favourable to the...
by Emma Cleveland | 2016-07-06 | Our Thinking
The Financial Conduct Authority (“FCA”) brought proceedings against Asset Land Investment plc along with its principal owner and director, Mr. Banner-Eve (the “Appellants”). The Appellants had been found to be operating an unauthorised real estate collective...
