by Emma Cleveland | 2015-11-03 | Industry News
On 23 October 2015, HM Treasury published a Consultation on amendments to the UCITS Directive (UCITS V) (the “Consultation”). UCITS V will introduce a number of targeted reforms to the UCITS Directive with the objective of updating the legislative framework in order...
by Emma Cleveland | 2015-11-03 | Industry News
In the recent case of Worthington and Another v Lloyds Bank plc [2015] EWHC 2836 (QB), the High Court provides a helpful clarification for investment firms providing, and subsequently reviewing, investment advice to clients under the Financial Services and Markets Act...
by Emma Cleveland | 2015-10-29 | Industry News
On 19 October 2015, as part of the FCA’s MiFID II Conference, David Geale, the FCA’s Director of Policy, delivered a speech on investor protection under MiFID II and, in particular, the ways in which MiFID II will seek to improve investor protection and overall...
by Emma Cleveland | 2015-10-27 | Industry News
In a speech held on 13 October 2015 Steven Maijoor, the Chair of
the
European Securities and Markets Authority (“ESMA”), discussed ESMA’s work in relation to the passport under the Alternative Investment Fund Managers Directive (“AIFMD”) in front of the European...
by Emma Cleveland | 2015-10-22 | Industry News
On 1 October 2015, the European Securities in Markets Authority (“ESMA”) updated their Q&A on the application of the Alternative Investment Fund Managers Directive (“AIFMD”) in relation to depositaries. AIFMD has built a comprehensive framework for the regulation...
