by Emma Cleveland | 2015-08-04 | Our News
We are delighted to announce that as of 1 August 2015, Cleveland & Co are now authorised by the SRA as an alternative business structure. This means that we adhere to the code of conduct and principles that underpins the SRA’s regulations and we are licensed to...
by Emma Cleveland | 2015-07-22 | Industry News
Background The Fair and Effective Markets Review (the “Review”) was launched by the Chancellor of the Exchequer and the Governor of the Bank of England in June 2014 for two main reasons: to reinforce confidence in the wholesale Fixed Income, Currency and Commodities...
by Emma Cleveland | 2015-07-07 | Industry News
In his speech, Mr Carney focuses on the importance of the UK’s markets in serving our economy and outlines how the markets create new opportunities for UK businesses and savers. Much of the activity in our economy is reliant upon the fixed income, currency and...
by Emma Cleveland | 2015-06-30 | Industry News
In his speech at the Future of Financial Services event in London, Mr Wheatley discusses how innovation, competition and regulation can be effectively managed to benefit both consumers and businesses. Mr Wheatley argues that we need effective regulation that protects...
by Emma Cleveland | 2015-06-16 | Our Thinking
The Prudential Regulation Authority (“PRA”) has recently published a supervisory statement that identifies the key aspects of board governance that PRA-regulated firms should pay attention to, as they are the aspects which the PRA sees as particularly important to...