by Emma Cleveland | 2018-08-22 | Our Thinking
On 4 July 2018, the FCA published, in their latest policy statement (PS18/14), its feedback on consultation paper CP 17/25 and near final rules on how the Senior Managers & Certification Regime (“SMCR”) will be applied to all FCA regulated firms and the steps such...
by Emma Cleveland | 2018-08-22 | Our News, Recruitment
We are looking to expand our team and have three exciting opportunities: US qualified lawyer UK qualified lawyer (dual-qualification preferred, but not essential) Australian qualified lawyer Experience We are looking for candidates with in-house experience and an...
by Emma Cleveland | 2018-08-02 | Industry News
On 28 June 2018, the Prudential Regulations Authority (“PRA”) published a Dear CEO letter (the “Letter”) sent by its CEO, Sam Woods, to the CEOs of banks, insurance companies and designated investment firms to remind them of the relevant obligations under PRA rules,...
by Emma Cleveland | 2018-07-26 | Industry News
On 27 June 2018 the Bank of England (the “BofE”) issued its approach (the “Approach”) to financial services legislation in preparation for Brexit. The Approach was released alongside a statement by the FCA in response to HM Treasury’s approach to financial services...
by Emma Cleveland | 2018-07-26 | Industry News
On 27 June 2018 the FCA issued a statement (the “Statement”) about its role in preparing for Brexit. The Statement is in response to the announcement from HM Treasury on its approach to amending financial services legislation under the European Union (Withdrawal) Act...
