by Victoria Smith | 2023-03-30 | Industry News
Under the Sustainable Finance Disclosure Regulation, financial market participants and financial advisers are required to disclose information on the integration of sustainability risks into investment decision-making, and the impact of sustainability factors on their...
by Victoria Smith | 2023-02-02 | Our News, Recruitment
As part of our ‘Meet the Team’ series, we are delighted to feature Antonia Manti, from our Legal team who celebrates her first anniversary with Cleveland & Co this week! Antonia has had an eventful first year with us; she was our first person to...
by Victoria Smith | 2022-12-02 | Our News, Recruitment
Josie has been an invaluable part of the team for the past 6 weeks as our HR intern and how the time has flown by! Josie is soon to return to Chicago, and so as she comes to the end of her time with us, we sat down to ask her a few questions about her experiences at...
by Vicki McEwan | 2022-03-10 | Industry News
FCA RULES AND HANDBOOK Part 9A of the Financial Services and Markets Act 2000 (“FSMA”) provides the Financial Conduct Authority (“FCA”) wide-ranging powers. Under Section 137A the FCA can make legally binding rules for authorised and in some cases, unauthorised firms...
by Emma Cleveland | 2022-03-07 | Industry News, Our News
Following the Brexit transition period, the temporary permissions regime (“TPR”) was developed to ensure continuity of services for UK customers. The TPR allows European firms operating in the United Kingdom (the “UK”) via a passport to continue operating...
by Leela | 2022-02-28 | Industry News, Our News
On 17 December 2021, the European Securities and Markets Authority (“ESMA”) published a letter (the “Letter”) addressed to the European Commission (the “Commission”) as a response to the questions raised by the Commission in their letter dated 24 September 2021. The...
