by Emma Cleveland | 2014-05-01 | Industry News
On 15 April 2014 the European Parliament announced that it had approved the UCITS V Directive. See also the European Commission’s press release. Timeline: Key Proposals: 1. Depositary UCITS V will require the appointment of a single independent authorised...
by gcleve | 2014-04-21 | Industry News
The FCA has recently completed the second stage of its thematic review on how firms and advisors are implementing RDR requirements. TR 14/5 focuses on the standard for independent advice, to respond to the industry’s desire for greater clarification on what actions...
by gcleve | 2012-04-07 | Industry News
The FCA recently undertook a thematic review of the transition management (“TM”) industry which sought to better understand the TM market, explore potential weaknesses in managing conflicts of interest and examine senior managers’ understandings of client requirements...
