by Emma Cleveland | 2018-05-20 | Our Thinking
The IOSCO has published a Consultation Report with the aim of proposing guidance to address the potential conflict of interest and associated conduct risks in the equity capital fundraising process. The Guidance reflects an expectation of high standards of conduct by...
by Emma Cleveland | 2018-05-02 | Our Thinking, Us in the Press
Criticism of the FCA’s new asset management rules has been featured in City Am. We are concerned that the cost of charges would deter new firms from entering the market. Our views on this topic have been featured in CityAM below. ...
by Emma Cleveland | 2018-04-26 | Our Thinking
Our guide highlights the key 2017 legal developments that may impact the investment funds industry in 2018, and covers the following areas: Private funds Listed funds Regulation Brexit Please click below to access the...
by Emma Cleveland | 2018-04-26 | Our Thinking
On 29 March 2017, the UK submitted the notification of its intention to withdraw from the European Union pursuant to Article 50 of the Treaty on European Union. In light of this, we set out in the attached newsletter: what UK financial services firms can do to prepare...
by Emma Cleveland | 2018-04-15 | Our Thinking
On 5 December 2017, the Financial Reporting Council published a consultation document on its proposals for a ‘shorter and sharper’ revised UK Corporate Governance Code. The UK Corporate Governance Code sets out the standards of good practice for companies in relation...
by Emma Cleveland | 2018-04-12 | Our Thinking
The Financial Conduct Authority (“FCA”) has recently published a consultation paper and policy statement regarding the findings of the Asset Management Market Study (“AMMS”). This Guide outlines the remedies and outcomes from changes to the FCA Handbook through: the...
