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Is there a contractual obligation for investment managers to adhere to the Occupational Pension Schemes (Investment) Regulations and the Pensions Act 1995?

by Emma Cleveland | 2014-06-10 | Our Thinking

Are you an investment manager? Do you often get asked by Trustees of pension funds to contractually agree to comply pension related legislation and regulation in your IMAs? Here is a short Q&A which will help you decide how to respond to these requests. It is...

When do investment managers recommend segregated accounts?

by Emma Cleveland | 2014-05-29 | Our Thinking

Do you work for an investment manager that doesn’t seem to have any criteria around when to offer a client a segregated account? Here is a short Q&A that will help you develop your internal approach! Q: When would an investment manager be appointed to manage...
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Cleveland & Co Associates Limited ("Cleveland UK") is incorporated in England and Wales, company No. 07871988, 79 Weston Street London SE1 3RS. Cleveland UK is authorised and regulated by the Solicitors Regulation Authority ("SRA") under no. 622069, as an alternative business structure, and as such all our solicitors are subject to the principles and code of conduct set out by the SRA. Please visit https://www.sra.org.uk/solicitors/standards-regulations/ for more information. Cleveland & Co Associates Pty Ltd ("Cleveland Australia") is incorporated in New South Wales, Australia, ABN 31 654 249 519, ACN 654 249 519. Cleveland Australia is not authorised or regulated by the Law Society of New South Wales. Cleveland UK and Cleveland Australia being referred to as "Cleveland & Co". All legal services provided by Cleveland & Co are provided by Cleveland UK.

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