by Leela | 2023-06-01 | Our Thinking
The Australian Securities and Investments Commission (“ASIC”) has revised Regulatory Guide 78, which deals with breach reporting by AFS licensees and credit licensees (“RG 78”), in response to implementation challenges within the regulatory...
by Leela | 2023-05-18 | Our Thinking
In our final guide on the sustainability disclosure regulations established by the Financial Conduct Authority (“FCA”), we look at Distributors. The FCA intends to impose a couple of obligations on distributors who offer products to retail investors…...
by Leela | 2023-05-17 | Our Thinking
In June 2021, the European Union (EU) introduced a new set of Standard Contractual Clauses (“SCCs”) for the purpose of transferring EU personal data. The United Kingdom (UK) implemented its own International Data Transfer Agreement (“IDTA”) for...
by Leela | 2023-05-04 | Our Thinking
In our fourth summary on the Financial Conduct Authority’s (“FCA”) consultation paper titled “Updating and Enhancing the UK Asset Management Regime” (DP23/2), we build on our previous overview on the structure of the asset management...
by Leela | 2023-05-03 | Our Thinking
On 12 April 2023, the European Supervisory Authorities (“ESAs”) – comprising the European Securities and Markets Authority (“ESMA”), the European Insurance and Occupational Pensions Authority (“EIOPA”), and the European...
by Leela | 2023-05-02 | Our Thinking
In the fifth instalment of our series of six comprehensive guides on the FCA’s sustainability disclosure regulations, we focus on the Anti-Greenwashing Rule. The FCA’s proposal in the Consultation Paper provides rules in which firms will need to take into...
