by Leela | 2023-04-27 | Our Thinking
Expanding on our previous overview of the Financial Conduct Authority’s (“FCA”) consultation paper titled “Updating and Enhancing the UK Asset Management Regime” (DP23/2), which focused on improving the way the asset management regime works, we have...
by Leela | 2023-04-25 | Our Thinking
The next Consumer Duty deadline is quickly approaching. This is a regulatory requirement in the UK that aims to ensure that consumers receive fair treatment from financial services providers. By 30 April 2023, manufacturers of financial products and services should...
by Victoria Smith | 2023-04-20 | Our Thinking
The FCA has recently published its Business Plan for 2023/24 which aims to set out its strategic priorities for the year ahead. The Business Plan acknowledges that potential uncertainty will remain in the economic and geographical environment, highlighting key...
by Victoria Smith | 2023-04-19 | Our Thinking
In this fourth of our six deep-dive guides into the FCA’s sustainability disclosure requirements, we’re looking at product and entity level disclosures and detail what the FCA require firms to provide in each… Please click here to access our deep-dive guide to...
by Victoria Smith | 2023-04-19 | Our Thinking
background On 9 February 2022, the Securities and Exchange Commission (“SEC”) released its proposed Private Fund Advisers rule, with the primary goal of promoting transparency for private fund investors by requiring registered investment advisers to disclose the full...
by Victoria Smith | 2023-04-18 | Our Thinking
Building on our initial summary of the Financial Conduct Authority’s (“FCA”) discussion paper on “Updating and Enhancing the UK Asset Management Regime” (DP23/2), which focuses on improving investor engagement through technology, set out below is a second summary that...
