by Emma Cleveland | 2018-07-17 | Awards, Our News, Us in the Press
We are very proud to announce that Emma has been shortlisted for a Women in Finance Award in the category Legal Adviser of the Year!
by Emma Cleveland | 2018-05-02 | Our Thinking, Us in the Press
Criticism of the FCA’s new asset management rules has been featured in City Am. We are concerned that the cost of charges would deter new firms from entering the market. Our views on this topic have been featured in CityAM below. ...
by Emma Cleveland | 2018-04-18 | Awards, Our News, Us in the Press
We are very proud to announce that we have been shortlisted for a Legal Week Innovation Award in the category, ABS Innovation. The Legal Week Innovation Awards celebrate outstanding innovative achievement within legal services and recognise firms that...
by Emma Cleveland | 2018-02-14 | Us in the Press
There has been a 65% jump in the number of firms referred to the Regulatory Decision Committee, suggesting an acceleration in FCA investigations. Information provided to us by the FCA shows there were 476 firms in 2017 that were referred to the Regulatory Decisions...
by Emma Cleveland | 2017-12-14 | Our News, Us in the Press
UK asset managers will not have comply with a stringent new personal accountability regime until mid-2019 at the earliest, the local regulator has indicated. The announcement from the Financial Conduct Authority gives welcome breathing space to asset managers as they...
by Leela | 2017-10-24 | Industry News, Us in the Press
A record 3,730 suspicious transaction and order reports (“STORs”) of suspected insider dealing and market manipulation have been submitted to the FCA in the first 9 months of this year*, 24% more than in all of 2016 (3,008). Banks, brokers and regulated firms have to...
