by Leela | 2021-08-04 | Industry News
SUMMARY AND KEY HIGHLIGHTS On 20 May 2021, the European Commission (“EC”) announced that it has decided that Bank of America, Natixis, Nomura, RBS (now NatWest), UBS, UniCredit and WestLB (now Portigon) (the “Investment Banks”) have all breached EU...
by Leela | 2021-07-22 | Industry News
Earlier this year, the European Securities and Markets Authority (“ESMA”) published its final report, ESMA34-45-1244, (the “Final Report”) relating to guidelines on the requirements for marketing communications sent to investors (the “Guidelines”), supplementing...
by Leela | 2021-07-21 | Industry News
The Court of Appeal’s decision in Chalcot Training Ltd (the “Company”) v Ralph (“Ralph”) [2021] is the first appellate decision on the allotment of shares at a discount under section 580 and the prohibition of commissions, discounts and allowances under section 552 of...
by Leela | 2021-07-20 | Industry News
The UK Government (the “Government”) has recently brought in new measures to the House of Lords and House of Commons in order to enact them as law under the Modern Slavery Act 2015 (the “MSA”). These proposed changes would affect large businesses and public bodies,...
by Leela | 2021-07-14 | Industry News
Ever wonder what a Special Purpose Acquisition Company (SPAC) is and what are the regulatory requirements around setting one up? Take a look at our webinar to find out how you can use SPAC to raise capital.
