by Leela | 2021-11-13 | Our News, Us in the Press
Caroline Sheldon, Associate at Cleveland & Co was recently quoted in an article “A path to equanimity: Shareholder Agreements amid disputes” in the Oct-Dec edition of Corporate Disputes magazine, where she highlighted the importance of ensuring the...
by Leela | 2021-11-10 | Industry News, Our News
In the case of ADCADA Immobilien AG PCC in Konkurs v the Financial Market Authority (Finanzmarktaufsicht) (Case E-10/20) (“ADCADA”) the European Free Trade Association Court considered whether the offer of securities to the public through publicity on the offering...
by Leela | 2021-11-04 | Industry News, Our News
BACKGROUND On 15 September 2021, the Financial Conduct Authority (“FCA”) published a three-year consumer investment strategy plan (the “Strategy Plan”), in consideration of responses received in relation to its call for input focused on reducing harm in the consumer...
by Leela | 2021-10-19 | Industry News
The High Court dismissed an application (the “Application”) by former members of an LLP to strike out claims against them pursuant to section 6 of the Company Directors Disqualification Act 1986 (“CDDA”) in the case of Re Pottinger Private Limited [2021] EWHC 672 (Ch)...
by Leela | 2021-10-14 | Industry News, Our News
The Institutional Limited Partners Association (“ILPA”) has recently released an ESG assessment framework (the “Framework”) to help limited partners (“LPs”) assess the ESG approach and integration adopted by fund managers. ILPA has commented that the Framework is...
by Leela | 2021-10-08 | Industry News, Our News
While it is indisputable that governing law clauses are important, this case law evidences how essential it is and what the court’s approach is in the event that no governing law clause is present.
by Emma Cleveland | 2021-10-08 | Industry News
Ever wonder what a Special Purpose Acquisition Company (SPAC) is and what are the regulatory requirements around setting one up? Take a look at our webinar to find out how you can use SPAC to raise...
by Leela | 2021-10-07 | Industry News, Our News, Us in the Press
Cleveland & Co are delighted to be featured in the official History of Parliament Trust publication entitled ‘300 Years of Leadership and Innovation’, where we will be featured in the Women in Leadership chapter which includes innovative companies that are run by...
by Leela | 2021-10-06 | Our News, Us in the Press
Carol Dratovsky Goes, Senior Associate at Cleveland & Co was recently quoted in an article “Devil in the detail: preparing for the IFPR” in the Oct-Dec 2021 edition of Risk & Compliance magazine talking about the Investment Firm Prudential Regime...
by Leela | 2021-09-30 | Industry News
On 17 August 2021, a portfolio strategy letter (the “Letter”) was published by the Financial Conduct Authority (the “FCA”) for firms belonging to the investment-based crowdfunding (“IBCF”) market. The aim of the FCA’s Letter is to ensure that crowdfunding firms are...
