The FCA have recently produced an alert that highlights some of the risks that authorised firms may encounter by accepting business from unauthorised introducers, lead generators and/or other authorised introducers.
We have summarised the FCA’s alert and set out a checklist of steps firms should consider, please see below to access the document.
Should you have any questions regarding Introducers, Cleveland & Co, your ‘External in-house Counsel’, is here to help.
